Fees & Disclosures
City Securities Corporation’s Compliance Department is committed to keeping you informed of regulatory issues regarding your account. The Compliance Department is responsible for advising and assisting our business units in assuring compliance with the rules and regulations regarding the brokerage community. Please visit the links below regarding information that concerns your account:
IMPORTANT DISCLOSURES
· Terms & Conditions
· City Securities Corporation Fee Schedule
· New Account Customer Identity Verification Disclosure
· Privacy Statement
· Business Continuity Disclosure
· Rule 606 (11Ac1-6) Report – Order Routing Disclosure
If you have questions or concerns regarding your account, please contact Jennifer Haas, Senior Vice President and Corporate Compliance Officer with City Securities Corporation. Ms. Haas can be contact via e-mail at jhaas@citysecurities.com or via telephone at 317-634-4400. Her mailing address is:
Ms. Jennifer Haas
c/o City Securities Corporation
30 South Meridian Street, Suite 600
Indianapolis, IN 46204